We have an exciting opportunity at Ameriprise as a Paralegal. Come be a part of an amazing team and assist attorneys in executing legal transactions in support of insurance company matters. Manage variable insurance product SEC registration statements and prospectuses. Manage FINRA Form BD filings. Research laws, draft correspondence, and respond to various internal and external requests. Collaborate across the General Counsel's Office (GCO) and business to perform various tasks. Come and apply today!
Key Responsibilities:
Manage annual update of variable life insurance product SEC filings.
Lead and train on all matters associated with SEC filings, including the use of ArcProspectus content management system.
Draft variable insurance product prospectus language and support product development initiatives. Manage FINRA Form BD filings.
Respond to auditor requests associated with registration statements.
Work on special projects and initiatives as requested.
Required Qualifications:
Associate degree or equivalent (2 years)
3-5 years relevant experience.
Strong experience with preparing and filing registration statements with the SEC.
Solid drafting and research skills.
Solid analytical skills.
Highly organized and detail oriented.
Makes decisions quickly and appropriately using extensive expertise. Advanced subject matter expertise in business area being supported.
Ability to learn and utilize new tools and technologies.
Preferred Qualifications
Paralegal Certificate from ABA approved program or equivalent education/experience.
Strong experience with ArcProspectus that is sufficient to train and support others in the use of such system.
Strong experience with an internet-based prospectus content management system.
Corporate governance experience.
About Our Company
We’re a diversified financial services leader with more than $1 trillion in assets under management and administration as of 2022. Our team of 20,000 people in more than 20 countries, advise and manage assets and income of more than 2 million individual, small business and institutional clients. We are a longstanding leader in financial planning and advice, a global asset manager and an insurer. Our unwavering focus on our clients and strong financial foundation connects each of our unique businesses - Ameriprise Financial, Columbia Threadneedle Investments and RiverSource Insurance and Annuities. Here, we foster meaningful careers, invest in the future, and make a difference for clients, institutions and communities around the world.
New York Residents Only: The estimated base salary for this role is $90,300 - $121,800 / year. Base salaries are determined in part based on job-related knowledge, skills, experience, and geographical work location. In addition, most of our roles are eligible for variable pay in the form of bonus, commissions, and/or long-term incentives depending on the role. We also have a competitive and comprehensive benefits program that support all aspects of your health and well-being.
Ameriprise Financial is an equal opportunity employer. We consider all qualified applicants without regard to race, color, religion, sex, national origin, genetic information, age, sexual orientation, citizenship, gender identity, disability, veteran status, marital status, family status or any other basis prohibited by law.
Full time
Exempt
Legal Affairs
GCO General Counsel's Organization
