Alexander Chapman

Paralegal

Alexander Chapman New York City Metropolitan Area
Alexander Chapman

Paralegal

Alexander Chapman New York City Metropolitan Area
1 week ago 66 applicants

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Anisa Rama Click here to view Anisa Rama’s profile

Anisa Rama

Financial Recruiter at Alexander Chapman

I'm currently recruiting on behalf of a Leading Family Office who are looking for a Paralegal to join their team in NYC.


The candidate will be working under the firm's General Counsel with high exposure to other senior executives.


Job Description

  • Conduct thorough legal research on various laws, regulations, and legal precedents, particularly those affecting broker-dealer activities.
  • Assist with drafting, reviewing, and revising legal documents including contracts, agreements, corporate governance documents, and compliance policies.
  • Prepare filings, briefs, memoranda, and other documents for submission to regulatory bodies (SEC, FINRA, etc.)
  • Assist in reviewing and maintaining broker-dealer agreements, including clearing, prime brokerage, and custody agreements.


This would be a hybrid position and it would require relocation, if not already in NYC.

  • Seniority level

    Mid-Senior level

  • Employment type

    Full-time

  • Job function

    Legal

  • Industries

    Financial Services, Venture Capital and Private Equity Principals, and Investment Management

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