Legal & Compliance Analyst

Atlantic Group • Full-Time • New York, NY, US • 5d ago

Our client, a leading asset management firm with over $40B in AUM is seeking a Compliance Associate to join its rapidly growing credit platform. This role offers the chance to work within a well-established compliance team focused on investment advisor compliance for credit strategies, including BDCs.

Position Overview:

Perform compliance testing and quarterly reviews for credit platform, including BDC-focused activities
Collaborate on regulatory filings and assist in preparing materials for the BDC’s Board of Directors and Audit Committee
Support investment process compliance requirements, including AML/KYC for new investments
Facilitate new employee onboarding and manage compliance documentation across the platform
Coordinate conflict checks and handle additional compliance projects as needed

Qualifications:

Bachelor’s degree required; JD preferred
3+ years of compliance experience within financial services; experience with credit and familiarity with the Investment Company Act is a plus
Strong analytical, organizational, and communication skills
Proficiency in Microsoft Office (Word, Excel, PowerPoint, Adobe)
Highly organized with a strong attention to detail and ability to manage multiple projects simultaneously

Job ID: 40825